Financial Institutions

Financial institutions require highly specialised protection. This is due to a combination of factors including the complex nature of the products and services they provide, the amounts of money involved, the onerous regulatory framework and the number and diversity of potential claimants that a wrongful act could attract.


Our broad expertise across the sector includes:

Loan providers/lenders Mergers and acquisitions consultants Investment managers Mutuals
Venture capital funds Money exchanges Currency houses Hedge fund managers
Funds/trusts Corporate service providers Property investors Private equity funds and managers
Stockbrokers Stock exchanges Foreign exchange dealers Commodity brokers
Payment processors Mortgage lenders Insurance companies Building societies
Clearing houses Banks Credit unions Trading platforms
Wealth managers Pension funds SPVs Asset managers

The market

Their vulnerability to high value and high volume claims means the number of insurers who underwrite Financial Institutions (FI) risks is limited and exists largely (although not exclusively) in Lloyd’s. THBUK Risk Solutions is a Lloyd’s broker with strong relationships with Financial Institutions insurers in both the Lloyd’s and company markets.

 Cover considerations

The covers found under a FI product include:

  • Professional Indemnity
  • Directors & Officers
  • Crime (including Bankers Blanket Bond)
  • Unauthorised Trading Liability
  • Employment Practices Liability
  • Public Offering of Securities Insurance (POSI)
  • Cyber and Data Liability

 The placement of FI risks often involves tailored, modular policies with multiple layers and multiple insurers.

View our Financial Institutions brochure


Talk To Us

Please click the button below and fill out the relevant fields. A member of the THBUK Risk Solutions team will be in touch.

Enquire Here
Professional Risks Products
Medical Malpractice
Discover more
Professional Indemnity
Discover more

    Make an Enquiry

    Full Name*

    Business Name*

    Your Email*

    Your Telephone*

    Your Message*

    By clicking submit below, you consent to allow THBUK Risk Solutions to store and process the personal information
    submitted above to provide you the content requested.
    This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.